Managing records in global financial markets : ensuring compliance and mitigating risk / edited by Lynn Coleman [and others].

Includes bibliographical references and index.

Print version record.

Offers strategies and frameworks to meet the record-keeping challenges to which they give rise in investment banking and other global financial services. This book is divided into four main parts which cover: regulatory and legal compliance, balancing risk and return, litigation-related issues, and record-keeping approaches.

Global financial markets / Victoria L. Lemieux, David Long, David Kemp -- Conflicts of laws in multiple jurisdictions / Ed Sautter -- Impact of the extrajurisdictional reach of the USA / Ed Sautter -- Moves towards a common regulatory framework for financial services in the European Union / Jonathan Herbst, Simon Lovegrove -- Data exchange and confidentiality : an Asia Pacific perspective / Julian Cunningham-Dey, Marly Didizian -- Information privacy in the USA / Regan Adams -- Managing records risks in global financial institutions / Victoria L. Lemieux, Ember D. Krumwied -- The digital revolution and its impact / P.J. Di Giammarino -- Mergers, acquisitions, divestitures and insolvencies / John Ramsey -- Records management considerations in global strategic outsourcing / Victoria L. Lemieux -- Authenticity and evidential weight of digital evidence in legal proceedings / Stephen Mason -- Discovery and records management / Christine Ardern -- Establishing a global policy framework for the management of records / Rod Stone -- Embedding records management in the business / Judith Ellis -- Corporate memory : the development and maintenance of an archival service / Tina Staples.

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