Stricto sensu : investor protection under MiFID II : a systematic overview of Articles 24-30 / by Christos Gortsos.
Material type:
TextPublisher: Newcastle upon Tyne, UK : Cambridge Scholars Publishing, 2018Copyright date: ©2018Description: 1 online resource (xiii, 234 pages)Content type: - text
- computer
- online resource
- 9781527515680
- 1527515680
- European Parliament. Directive 2014/65/EU of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments
- European Parliament. Directive 2004/39/EC of the European Parliament and of the Council of 21 April 2004 on markets in financial instruments
- Directive 2004/39/EC of the European Parliament and of the Council of 21 April 2004 on markets in financial instruments (European Parliament)
- Investments -- Law and legislation -- European Union countries
- Securities -- European Union countries
- Parliamentary & legislative practice
- Financial services law & regulation
- Investment & securities
- LAW -- Administrative Law & Regulatory Practice
- Investments -- Law and legislation
- Securities
- European Union countries
- 346.4/092 23
- KJC6433 .G67 2018eb
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Includes bibliographical references.
Print version record.
Intro; Table of Contents; Analytical Table of Contents; List of Tables; Introduction; Chapter One; A. Primary source; B. Relevant horizontal provisions of MiFID II; Chapter Two; A. General principles; B. In particular: information to clients; Chapter Three; A. Assessment of suitability of persons employed by institutions; B. Assessment of suitability and appropriateness of investment services and financial instruments provided to clients; C. Reporting to clients; Chapter Four; A. Obligation to execute orders on terms most favourable to the client; B. Client order handling rules; Chapter Five
This study analyses Articles 24-30 of Directive 2014/65/EU of the European Parliament and of the Council of 15 May 2014 ""on markets in financial instruments"" (MiFID II), which govern, as of January 2018, the most important aspects of investor protection of clients to whom credit institutions and investment firms provide investment services. These Articles contain code-of-conduct and product governance rules, which constitute cornerstones of contemporary EU capital markets law as shaped to address the weaknesses revealed in capital markets' micro-prudential regulation and supervision after th
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